-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WGgrrWNBntOMc+cfuziMGBZiufHXGZ7SyQzD2/Znq9GuOw2rsDfXafgF0BZ10TcH 67Hm0mOHuWKw5TGegd6y4A== 0001270974-06-000227.txt : 20061229 0001270974-06-000227.hdr.sgml : 20061229 20061229164809 ACCESSION NUMBER: 0001270974-06-000227 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061229 DATE AS OF CHANGE: 20061229 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETOPIA INC CENTRAL INDEX KEY: 0001012482 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943033136 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49573 FILM NUMBER: 061306279 BUSINESS ADDRESS: STREET 1: 6001 SHELLMOUND STREET 4TH FLOOR STREET 2: MARKET PLACE TOWER CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-420-7400 MAIL ADDRESS: STREET 1: 6001 SHELLMOUND STREET 4TH FLOOR STREET 2: MARKET PLACE TOWER CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON COMMUNICATIONS INC DATE OF NAME CHANGE: 19960422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 IRS NUMBER: 943366999 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 SC 13G/A 1 netopia11-06.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Netopia, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class Securities) 64114k104 ------------------------------------ (CUSIP Number) November 14, 2006 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). .......................... CUSIP No. 64114k104 .......................... - -------------------------------------------------------------------------------- Name of Reporting Persons. 1 I.R.S. Identification Nos. of above persons (entities only). J. Carlo Cannell - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) (b) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SEC Use Only 3 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Citizenship or Place of Organization 4 USA - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 5 Sole Voting Power 143,800 number of shares beneficially owned by each reporting person with - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 6 Shared Voting Power - ------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7 Sole Dispositive Power 143,800 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 8 Shared Dispositive Power - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 143,800 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.6% - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer Netopia, Inc. (b) Address of Issuer's Principal Executive Offices 6001 Shellmound Street 4th Floor Emeryville, CA 94608 Item 2. (a) Name of Person Filing The person filing this report is J. Carlo Cannell ("Cannell") who is the controlling member of Cannell Capital, LLC ("Adviser"). The Adviser acts as the investment sub adviser to The Cuttyhunk Fund Limited ("Cuttyhunk"), investment adviser to Anegada Master Fund Limited ("Anegada"), and TE Cannell Portfolio, Ltd. ("TEC") and is the general partner of and investment adviser to Tonga Partners, L.P. ("Tonga"), Tristan Partners, L.P. ("Tristan"), and Kauai Partners, L.P. ("Kauai" and, collectively, with Cuttyhunk, Anegada, TEC, Tonga and Tristan the "Funds"). The principal business of each Fund is to invest in securities. Information with respect to each Reporting Person is given solely by the respective Reporting Person, and no Reporting Person undertakes hereby any responsibility for the accuracy or completeness or such information concerning any other Reporting Person. (b) Address of Principal Business office or, if None, Residence The principal office and business address of Mr. Cannell is P.O.Box 3459, 240 E. Deloney Ave., Jackson, WY 83001. (c) Citizenship USA (d) Title of Class Securities Common Stock (e) CUSIP Number 64114k104 Item 3. If this statement is filed pursuant to ss 240.13d-1(b), or ss 240.13d-2(b) or (c), check whether the person filing is a: N/A Item 4. Ownership Common Stock: As of November 14, 2006, the Reporting Persons directly or indirectly beneficially owned 143,800 shares, or 0.6%, of Common Stock of Netopia, Inc. (the approximate percentage of the shares of Common Stock owned is based on 26,124,021 shares of common stock outstanding by Netopia, Inc., on August 7, 2006). (1) Cuttyhunk owns 0 shares (0%) (2) Anegada owns 0 shares (0%) (3) TE Cannell owns 0 shares (0%) (4) Tonga owns 143,800 shares (0.6%) (5) Tristan owns 0 shares (0%) (6) Kauai owns 0 shares (0%) (7) J. Carlo Cannell owns 0 shares (0%). Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class securities, check the following |x| Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE Date: December 29, 2006 J. CARLO CANNELL /s/ J. Carlo Cannell ------------------------------------------ J. Carlo Cannell -----END PRIVACY-ENHANCED MESSAGE-----